Our motto: "Work Smarter, Not Harder"

Our mission: "Maximum compliance comfort delivered efficiently to all our clients and at a reasonable cost."

Our approach: Saying you are "passionate" about something work-related can often sound a bit trite but since starting my business in 1998 I have developed a passion for making it easier for small advisory businesses to achieve independence from institutional control.

I see direct benefits flowing to these advisers, their clients and the investing public as a result of creating a viable independent adviser space in the community.

Our specialties:

  • AFS licensing applications (including low cost “Limited AFSL” applications for recognised accountants up to 1/7/2016)
  • AC licensing applications
  • Ongoing AFSL and ACL compliance programs
  • Limited MDA templates and support (goodbye ROAs)
  • Acquisition due diligence
  • PII due diligence reports
  • Expert reports for litigation
  • Compliance audits

Our value: SMART offers competitive fixed price "no surprises" quotes for most services, including retainer based compliance for smaller AFS Licensees.

Your move: Contact Brett Walker, CEO on 0414 393 499 or email him: brett@fsi.net.au.

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