Our mission: "Maximum compliance comfort delivered efficiently to all our clients and at a reasonable cost."
Our approach: Saying you are "passionate" about something work-related can often sound a bit trite but since starting my business in 1998 I have developed a passion for making it easier for small advisory businesses to achieve independence from institutional control.
I see direct benefits flowing to these advisers, their clients and the investing public as a result of creating a viable independent adviser space in the community.
- AFS licensing applications (including low cost “Limited AFSL” applications for recognised accountants up to 1/7/2016)
- AC licensing applications
- Ongoing AFSL and ACL compliance programs
- Limited MDA templates and support (goodbye ROAs)
- Acquisition due diligence
- PII due diligence reports
- Expert reports for litigation
- Compliance audits
Our value: SMART offers competitive fixed price "no surprises" quotes for most services, including retainer based compliance for smaller AFS Licensees.
Your move: Contact Brett Walker, CEO on 0414 393 499 or email him: firstname.lastname@example.org.