SMART Compliance is a leading provider of licensing, compliance and risk management solutions to members of the Australian Financial Services industry, including:
- Financial Planners
- Funds Managers
- Superannuation Trustees (both AFS & RSE Licensees
- Insurance Brokers
- Stock Brokers
INDEPENDENT ADVICE project:
We are seeking expressions of interest from independent advisers or advisers who would like to move to an independent business model. Go to www.independent-advice.com.au to find out more.
LICENSING:
AFS and RSE licensing is a speciality. We can prepare your tailored application and supporting paperwork in a fraction of the time it would take someone not already familiar with the process.
COMPLIANCE:
Nowadays, compliance is a fundamental indicator of business success. We are specialists in the area of business compliance and employ the right systems to make it a time-saving and second nature element of your business.
RISK MANAGEMENT:
Effective risk management and corporate governance has always been essential to successful financial services businesses - now it's a mandatory requirement for AFS and RSE licensees. We have the tools and the skills to reduce the paper burden and make your risk management systems hum.
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