Our mission: "Maximum compliance comfort delivered efficiently to all our clients and at a reasonable cost."
Our approach: Saying you are "passionate" about something work-related can often sound a bit trite but since starting my business in 1998 I have developed a passion for making it easier for small advisory businesses to achieve independence from institutional control.
I see direct benefits flowing to these advisers, their clients and the investing public as a result of creating a viable independent adviser space in the community.
- AFS licensing applications
- Ongoing AFSL compliance programs
- Acquisition due diligence
- PII due diligence reports
- Expert reports for litigation
- Compliance audits
- Risk Management expertise
Our value: SMART offers competitive fixed price "no surprises" quotes for most services, including retainer based compliance for smaller AFS Licensees.
Your move: Contact Brett Walker, CEO on 0414 393 499 or email him: email@example.com.